TrueAdvisor
TrueAdvisor
MS
MS

Michael Shea

Wealthplan Investment Management LLC
10 Years of Experience
Granite Bay, CA
1 Disclosure
View SEC Summary
View SEC Summary

Michael Shea is a registered investment advisor at Wealthplan Investment Management LLC, based in Granite Bay, CA, with 10 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 2,145 clients with $2.2B in assets under management.

Wealthplan Investment Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,145 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum combined annual management fee and annual strategy fee will not exceed 2.00% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Granite Bay, CA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2015
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wealthplan Investment Management LLC
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wealthplan Partners
November 2014 - November 2015 · 1 yr
LPL Financial LLCBroker
October 2014 - November 2015 · 1 yr 1 mo
Creative Planning
September 2013 - May 2014 · 8 mos
Alpha Fiduciary
November 2010 - August 2013 · 2 yrs 9 mos
VALIC Financial Advisors, INC.Broker
November 2008 - September 2009 · 10 mos
Optimum Investment Advisors, LLC
March 2005 - February 2007 · 1 yr 11 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Granite Bay, CA →All financial advisors in California →