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Michael Leo Shea
Wealthplan Investment Management LLC
9 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
High Net Worth
Wealthplan Investment Management LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,572 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$1.6B
Fee Structure
Minimum Investment:
$5K
Investment Management
Planning
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Location
101 S 108th Ave, 3rd Floor, Omaha, NE, 68154
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History
Regulatory History (1)
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Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Regulatory
November 2015
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Wealthplan Investment Management LLC
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
Wealthplan Partners
November 2014 - November 2015 · 1 yr
LPL Financial LLC
Broker
October 2014 - November 2015 · 1 yr 1 mo
Creative Planning
September 2013 - May 2014 · 8 mos
Alpha Fiduciary
November 2010 - August 2013 · 2 yrs 9 mos
VALIC Financial Advisors, INC.
Broker
November 2008 - September 2009 · 10 mos
Optimum Investment Advisors, LLC
March 2005 - February 2007 · 1 yr 11 mos
State Registrations
1 state
CA
Advisor
Exams
No exam information available for this advisor.