JM
JM
James Moyer
21 Years of Experience
Cullman, AL
1 DisclosureBroker
James Moyer is a registered investment advisor at Raymond James & Associates, INC., based in Cullman, AL, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
105 1st Ave NE, Cullman, AL, 35055
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2009Denied
Other Business Activities
James is a director/officer/member of the board or committee for the Red Mountain Theatre Company, raising money and awareness for the company. This activity is investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
January 2007 - February 2013 · 6 yrs 1 mo
Morgan Keegan & Company, INC.
January 2007 - February 2013 · 6 yrs 1 mo
Ameriprise Financial Services, INC.
February 2005 - January 2007 · 1 yr 11 mos
Ameriprise Financial Services, INC.Broker
February 2005 - January 2007 · 1 yr 11 mos
Ids Life Insurance CompanyBroker
February 2005 - July 2006 · 1 yr 5 mos
State Registrations14 states
ALCACOFLGALAMDNCNVOHPRSCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.