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Stephen Sassi

Edelman Financial Engines
21 Years of Experience
Staten Island, NY
View SEC Summary
View SEC Summary

Stephen Sassi is a registered investment advisor at Edelman Financial Engines, based in Staten Island, NY, with 21 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,244,406 clients with $330B in assets under management.

Edelman Financial Engines
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
722 advisors
Number of Clients
1,244,406 clients
Average Client Portfolio
$262K average
Assets Under Management
$326.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$900
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $400K1.75%
$400K - $750K1.25%
$750K - $1.0M1.00%
$1.0M - $3.0M0.75%
$3.0M - $10.0M0.60%
$10.0M - $25.0M0.50%
$25M+0.50%

Fees for amounts over $25 million are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

900 South Avenue, Suite 203, Staten Island, NY, 10314

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Edelman Financial Engines
October 2018 - Present · 8 yrs
Previous Registrations
Edelman Financial Services, LLC
November 2016 - November 2018 · 2 yrs
Ef Legacy Securities, LLCBroker
November 2016 - October 2018 · 1 yr 11 mos
Charles Schwab & CO., INC.
April 2013 - November 2016 · 3 yrs 7 mos
Charles Schwab & CO., INC.Broker
April 2013 - November 2016 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - April 2013 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - April 2013 · 4 yrs 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley
June 2006 - April 2007 · 10 mos
Morgan Stanley Dw INC.Broker
June 2006 - April 2007 · 10 mos
UBS Financial Services INC.
January 2005 - December 2005 · 11 mos
UBS Financial Services INC.Broker
January 2005 - December 2005 · 11 mos
State Registrations2 states
NYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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