SC
SC
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInvestment Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
550 clients
Average Client Portfolio
$667K average
Assets Under Management
$366.6M
Fee Structure
Dew Point Capital charges an annual management fee based on the value of your portfolio, paid quarterly. The fee ranges from 0.20% to 1.50% per year, depending on the investment strategy and the size of your account. These fees may be negotiable.
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Location
1019 E. 4th Pl., Los Angeles, CA, 90013
Get directionsHistory
Regulatory History (2)
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Regulatory
May 2019Final
Employment Separation After Allegations
July 2017Other Business ActivitiesSells Insurance
Steven is a licensed insurance agent and may offer clients insurance products, which could present a conflict of interest. Clients are not required to purchase insurance through Steven.
Employment History
Current Registrations
Dew Point Capital
September 2019 - Present · 6 yrs 6 mos
Previous Registrations
Steel Peak Wealth Management, LLC
August 2017 - June 2019 · 1 yr 10 mos
UBS Financial Services INC.Broker
March 2014 - July 2017 · 3 yrs 4 mos
UBS Financial Services INC.
March 2014 - July 2017 · 3 yrs 4 mos
Edward Jones
December 2010 - March 2014 · 3 yrs 3 mos
Edward JonesBroker
November 2010 - March 2014 · 3 yrs 4 mos
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.