DD
DD
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInvestment Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
550 clients
Average Client Portfolio
$667K average
Assets Under Management
$366.6M
Fee Structure
Dew Point Capital charges an annual management fee based on the value of your portfolio, paid quarterly. The fee ranges from 0.20% to 1.50% per year, depending on the investment strategy and the size of your account. These fees may be negotiable.
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Location
7080 Hollywood Blvd., 7th Floor, Los Angeles, CA, 90028
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
February 2016Other Business ActivitiesSells Insurance
David is an insurance agent selling fixed insurance products, including annuities, with various companies since 2016. The time commitment varies.
Employment History
Current Registrations
Dew Point Capital
June 2021 - Present · 4 yrs 9 mos
Previous Registrations
Advantage Capital Advisors, LLC
January 2018 - July 2021 · 3 yrs 6 mos
Advantage Capital Advisors, LLC
October 2016 - December 2017 · 1 yr 2 mos
Cetera Advisor Networks LLCBroker
June 2016 - September 2016 · 3 mos
Cetera Advisor Networks LLC
June 2016 - September 2016 · 3 mos
UBS Financial Services INC.
June 2013 - February 2016 · 2 yrs 8 mos
UBS Financial Services INC.Broker
June 2013 - February 2016 · 2 yrs 8 mos
Ameriprise Financial Services, INC.
January 2012 - July 2013 · 1 yr 6 mos
Ameriprise Financial Services, INC.Broker
January 2012 - July 2013 · 1 yr 6 mos
Morgan Stanley Smith BarneyBroker
June 2011 - January 2012 · 7 mos
Morgan Stanley Smith Barney LLC
June 2011 - January 2012 · 7 mos
Purshe Kaplan Sterling InvestmentsBroker
August 2010 - March 2011 · 7 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.