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David Dietrich

Dew Point Capital
15 Years of Experience
Los Angeles, CA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

David Dietrich is a registered investment advisor at Dew Point Capital, based in Los Angeles, CA, with 15 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 618 clients with $510M in assets under management.

Dew Point Capital
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
618 clients
Average Client Portfolio
$830K average
Assets Under Management
$513.2M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual management fees range from 0.20% to 1.50% depending on strategy complexity and account size. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9000 Sunset Blvd, Suite 709, Los Angeles, CA, 90069

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2016
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an insurance agent selling fixed insurance products, including annuities, with various companies since 2016. The time commitment varies.

Employment History
Current Registrations
Dew Point Capital
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Advantage Capital Advisors, LLC
January 2018 - July 2021 · 3 yrs 6 mos
Advantage Capital Advisors, LLC
October 2016 - December 2017 · 1 yr 2 mos
Cetera Advisor Networks LLC
June 2016 - September 2016 · 3 mos
UBS Financial Services INC.
June 2013 - February 2016 · 2 yrs 8 mos
Ameriprise Financial Services, INC.
January 2012 - July 2013 · 1 yr 6 mos
Morgan Stanley Smith Barney LLC
June 2011 - January 2012 · 7 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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