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Michael Thompson

Rwm Capital, LLC
20 Years of Experience
Sugar Land, TX
Sells Insurance
View SEC Summary
View SEC Summary

Michael Thompson is a registered investment advisor at Rwm Capital, LLC, based in Sugar Land, TX, with 20 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,439 clients with $220M in assets under management.

Rwm Capital, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,439 clients
Average Client Portfolio
$155K average
Assets Under Management
$222.4M

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.90%

The maximum annual advisory fee is 1.90% of assets under management, determined by the scope, complexity, amount of time, or expertise required. This fee includes compensation received by any sub-adviser.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1600 Highway 6, Suite 340, Sugar Land, TX, 77478

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael works as an insurance agent for Roberts Wealth Management since March 2023. This takes about half of his time.

Employment History
Current Registrations
Rwm Capital, LLC
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Strategic Wealth Investment Group, LLC
August 2022 - March 2023 · 7 mos
MML Investors Services, LLCBroker
January 2022 - April 2022 · 3 mos
MML Investors Services, LLC
January 2022 - April 2022 · 3 mos
Northwestern Mutual Investment Services, LLCBroker
August 2017 - November 2021 · 4 yrs 3 mos
Northwestern Mutual Investment Services,llc
August 2017 - November 2020 · 3 yrs 3 mos
Charles Schwab & CO., INC.
April 2008 - June 2017 · 9 yrs 2 mos
Charles Schwab & CO., INC.Broker
April 2008 - June 2017 · 9 yrs 2 mos
U.S. Bancorp Investments, INC.
March 2007 - January 2008 · 10 mos
U.S. Bancorp Investments, INC.Broker
March 2007 - January 2008 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2005 - March 2007 · 1 yr 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2005 - March 2007 · 2 yrs
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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