TrueAdvisor
TrueAdvisor
JP
CFP
JP
CFP

Jeremy Puma

Morgan Stanley
20 Years of Experience
New York, NY
Broker
View SEC Summary
View SEC Summary

Jeremy Puma is a CFP-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 20 years of industry experience. Jeremy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

View Full SEC Brochure

Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Jeremy owns rental real estate property in Saratoga Springs, NY, since June 2021. He spends a few hours per week on this investment-related activity.

Employment History
Current Registrations
Morgan Stanley
November 2015 - Present · 10 yrs 11 mos
Morgan StanleyBroker
November 2015 - Present · 10 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2012 - November 2015 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2012 - November 2015 · 3 yrs 2 mos
Citigroup Global Markets INC.
April 2011 - September 2012 · 1 yr 5 mos
Citigroup Global Markets INC.Broker
April 2011 - September 2012 · 1 yr 5 mos
Genworth Financial Wealth Management, INC.
August 2008 - July 2010 · 1 yr 11 mos
Capital Brokerage CorporationBroker
November 2007 - July 2010 · 2 yrs 8 mos
Genworth Financial Asset Management, INC
May 2007 - July 2008 · 1 yr 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 2005 - April 2007 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2005 - April 2007 · 1 yr 5 mos
Fsc Securities CorporationBroker
January 2005 - October 2005 · 9 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMNMOMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in New York, NY →All financial advisors in New York →