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Nicholas Wychocki

Osaic Institutions, INC.
21 Years of Experience
Fort Myers, FL
Broker
View SEC Summary
View SEC Summary

Nicholas Wychocki is a CFP-designated registered investment advisor at Osaic Institutions, INC., based in Fort Myers, FL, with 21 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.

Osaic Institutions, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

8695 College Parkway, Fort Myers, FL, 33919

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas works as a portfolio manager for Finemark National Bank & Trust, providing investment management to the bank's trust clients. This activity takes nearly all of Nicholas's time.

Employment History
Current Registrations
Osaic Institutions, INC.
February 2012 - Present · 14 yrs 8 mos
Osaic Institutions, INC.Broker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Commonwealth Financial Network
August 2010 - December 2011 · 1 yr 4 mos
Commonwealth Financial NetworkBroker
August 2010 - December 2011 · 1 yr 4 mos
J.P. Morgan Securities INC.Broker
June 2010 - July 2010 · 1 mo
Global Wealth Consultants, LLC
January 2009 - September 2010 · 1 yr 8 mos
Banc of America Investment Services, INC.
May 2006 - December 2008 · 2 yrs 7 mos
Banc of America Investment Services, INC.Broker
November 2005 - December 2008 · 3 yrs 1 mo
Metlife Securities INC.Broker
March 2005 - October 2005 · 7 mos
Metropolitan Life Insurance CompanyBroker
March 2005 - October 2005 · 7 mos
State Registrations6 states
AZDEFLINNCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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