BK
CFP
BK
CFP

Benjamin King

21 Years of Experience
Cincinnati, OH
Broker

Benjamin King is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Cincinnati, OH, with 21 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8044 Montgomery Rd Ste 570, Towers of Kenwood, Cincinnati, OH, 45236

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
December 2008 - Present · 17 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
Nuveen Asset Management
November 2006 - November 2008 · 2 yrs
Nuveen Investments, LLCBroker
November 2006 - November 2008 · 2 yrs
Wachovia Securities, LLC
February 2006 - October 2006 · 8 mos
Wachovia Securities, LLCBroker
February 2005 - October 2006 · 1 yr 8 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNHNJNMNVNYOHOKORPASCTNTXUTVAVTWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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