Aaron Alan Zauner

Caldwell Advisors, LLC

20 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Caldwell Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

5 advisors

Number of Clients

491 clients

Average Client Portfolio

$691K average

Assets Under Management

$339.1M

Fee Structure

Minimum Investment:$750K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	2.75%
$1.0M - $5.0M	2.00%
$5M+	1.25%

Fees may be negotiable, but will never exceed 2.75%.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

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Location

5210 Maryland Way, Ste 202, Brentwood, TN, 37027

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Aaron operates Caldwell Group LLC and Caldwell Advisors LLC, both investment-related businesses, dedicating full-time hours to each. He also works as an assistant football coach at Brentwood Middle School, spending minimal time on this activity.