JL
CFP
JL
CFP
Joseph Longobardi
20 Years of Experience
New York, NY
1 DisclosureBroker
Joseph Longobardi is a CFP-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
55 East 52nd Street, 28th Floor, New York, NY, 10055
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008Denied
Other Business Activities
Joseph is a sole proprietor/owner of LAJ Holdings LLC, a real estate business, since 2021. He also has a trust since 2016, spending minimal time on it.
Employment History
Current Registrations
Morgan Stanley
June 2020 - Present · 6 yrs 1 mo
Morgan StanleyBroker
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
Hsbc Securities (USA) INC.
January 2010 - June 2020 · 10 yrs 5 mos
Hsbc Securities (USA) INC.Broker
November 2009 - June 2020 · 10 yrs 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2009 · 6 mos
Citigroup Global Markets INC.Broker
April 2005 - June 2009 · 4 yrs 2 mos
State Registrations42 states
AZCACOCTDCDEFLGAHIILKSLAMAMDMEMIMNMOMSNCNENHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.