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Timothy Self

LPL Financial LLC
21 Years of Experience
Venice, FL
7 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Timothy Self is a registered investment advisor at LPL Financial LLC, based in Venice, FL, with 21 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 Us Hwy 41 Byp N, Venice, FL, 34285

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2020
Final
Financial
June 2018
Pending
Financial
August 2017
Pending
Financial
April 2017
Final
Financial
October 2016
Final
Customer Dispute
February 2016
Denied
Criminal
May 1993
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Timothy is a non-profit board member for the Kentucky Alumni Association since 2007. He also dedicates about a quarter of his time to Gulfside Investment Services, Gulfside Wealth, and Siesta Wealth, all DBAs for his LPL business, and minimal time to Gulfside Insurance.

Employment History
Current Registrations
LPL Financial LLC
July 2007 - Present · 19 yrs 3 mos
LPL Financial LLC
June 2007 - Present · 19 yrs 4 mos
LPL Financial LLCBroker
June 2007 - Present · 19 yrs 4 mos
Previous Registrations
Raymond James & Associates, INC.
October 2005 - June 2007 · 1 yr 8 mos
Raymond James & Associates, INC.Broker
May 2005 - June 2007 · 2 yrs 1 mo
State Registrations24 states
AZCAFLGAIAILINKYMDMEMIMNMSNCNMNYOHPASCSDTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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