DG
DG

David Gutierrez

18 Years of Experience
Little Rock, AR
BrokerSells Insurance

David Gutierrez is a registered investment advisor, based in Little Rock, AR, with 18 years of industry experience.

Location

10801 Executive Center Dr., Ste. 103, Little Rock, AR, 72211

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

David is a co-founder, wealth advisor, and CCO of Gutierrez Wealth Advisory, an RIA, dedicating full-time hours to this role. He also works as an agent selling fixed/traditional insurance products for two companies, spending minimal time on each.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
October 2022 - Present · 3 yrs 7 mos
Gutierrez Wealth Advisory, LLC
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
September 2007 - November 2022 · 15 yrs 2 mos
UBS Financial Services INC.Broker
September 2007 - November 2022 · 15 yrs 2 mos
State Registrations6 states
ARFLKYNCOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Gutierrez - Financial Advisor | TrueAdvisor