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Elizabeth Barnett Sims

11 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
38 advisors
Number of Clients
221 clients
Average Client Portfolio
$845K average
Assets Under Management
$186.8M

Fee Structure

Minimum Investment:$50K
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Location

115 Wild Basin Rd, Suite 115, Austin, TX, 78701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Elizabeth is an Asset Management Strategist for Herbert J. Sims Capital Management, dedicating approximately 45% of her time to this role. She is responsible for portfolios, models, and due diligence on third-party managers.

Employment History
Current Registrations
Herbert J. Sims Capital Management, INC.
July 2019 - Present · 6 yrs 7 mos
Herbert J. Sims & CO, INC.Broker
February 2015 - Present · 11 yrs
Previous Registrations
J.P. Morgan Securities INC.Broker
March 2007 - December 2007 · 9 mos
State Registrations2 states
CTTX
Advisor
Exams
No exam information available for this advisor.
Elizabeth Barnett Sims - Financial Advisor | TrueAdvisor