Alap Patel
Alap Patel is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Chicago, IL, with 20 years of industry experience. Alap is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
225 W Randolph St, Ste 2000, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2022Other Business ActivitiesSells Insurance
Alap may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has two legal entities, Vision Tree Services, LLC and Alap Patel Enterprises, LLC, established for business purposes, each taking about 10-20% of his time.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Transmarket Group L.L.C.Broker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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