Michael Pumo is a CFP-designated registered investment advisor at LPL Financial LLC, based in Austin, TX, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1601 Rio Grande, Suite 348, Austin, TX, 78701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael operates 360 Wealth Advisors as a DBA for his LPL business, dedicating full-time hours to it. He also has ownership stakes in IPMJ Capital LLC, The Rooftop on Sixth LLP (restaurant/bar), The Rooftop on the Square & San Marcos Assets LLC, and Unbarlievable LLC (restaurant/bar).
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations30 states
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