MJ
MJ

Michael Jawien

19 Years of Experience
New York, NY
1 DisclosureBroker

Michael Jawien is a registered investment advisor at Morgan Stanley, based in New York, NY, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 28th Floor, New York, NY, 10055

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2024
Settled
Other Business Activities

Michael serves on the advisory board for Nasdaq - Dorsey Wright, providing feedback on their platform. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
February 2021 - Present · 5 yrs 3 mos
Morgan StanleyBroker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2012 - February 2021 · 9 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2012 - February 2021 · 9 yrs 1 mo
Empire Asset Management CompanyBroker
April 2009 - December 2011 · 2 yrs 8 mos
Rockwell Global Capital LLCBroker
June 2007 - April 2009 · 1 yr 10 mos
R.M. Stark & CO., INC.Broker
October 2006 - June 2007 · 8 mos
State Registrations41 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Jawien - Financial Advisor | TrueAdvisor