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Heath Polzer

Advice and Planning Services
19 Years of Experience
Pasadena, CA
1 DisclosureBroker
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Heath Polzer is a registered investment advisor at Advice and Planning Services, based in Pasadena, CA, with 19 years of industry experience. Heath is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

35 North Lake Avenue, Suite 800, Pasadena, CA, 91101

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History

Regulatory History (1)
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Regulatory
July 2008
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Advice and Planning Services
July 2022 - Present · 4 yrs 3 mos
Tiaa-Cref Individual & Institutional Services, LLC
July 2022 - Present · 4 yrs 3 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Prudential Financial Planning Services
February 2022 - May 2022 · 3 mos
Pruco Securities, LLC.Broker
August 2021 - May 2022 · 9 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2006 - November 2020 · 14 yrs 1 mo
Signator Investors, INC.Broker
January 2006 - July 2006 · 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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