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Scott Mccullah

Advice and Planning Services
44 Years of Experience
Pasadena, CA
1 DisclosureBroker
View SEC Summary
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Scott Mccullah is a registered investment advisor at Advice and Planning Services, based in Pasadena, CA, with 44 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

35 North Lake Avenue, Suite 800, Pasadena, CA, 91101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 1992
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Advice and Planning Services
July 2024 - Present · 2 yrs 3 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2024 - Present · 2 yrs 3 mos
Tiaa-Cref Individual & Institutional Services, LLC
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - June 2024 · 11 yrs 8 mos
J.P. Morgan Securities LLC
October 2012 - June 2024 · 11 yrs 8 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.
July 2003 - May 2009 · 5 yrs 10 mos
Wamu Investments, INC.Broker
March 2002 - May 2009 · 7 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 1997 - February 2002 · 4 yrs 9 mos
First Interstate Investments,inc.Broker
June 1996 - September 1996 · 3 mos
Wells Fargo Securities INC.Broker
March 1994 - June 1997 · 3 yrs 3 mos
Great Western Financial Securities CorporationBroker
June 1992 - February 1994 · 1 yr 8 mos
Dean Witter Reynolds INC.Broker
July 1988 - June 1992 · 3 yrs 11 mos
Prudential-Bache Securities INC.Broker
November 1985 - July 1988 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1981 - December 1985 · 4 yrs
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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