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Robin Rodriguez

Advice and Planning Services
12 Years of Experience
Pasadena, CA
1 DisclosureBroker
View SEC Summary
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Robin Rodriguez is a registered investment advisor at Advice and Planning Services, based in Pasadena, CA, with 12 years of industry experience. Robin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

35 North Lake Avenue, Suite 800, Pasadena, CA, 91101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2022
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robin is an Airbnb/Peerspace host, providing a private bedroom for rental income since 2015. This takes a few hours per week.

Employment History
Current Registrations
Advice and Planning Services
October 2023 - Present · 3 yrs
Tiaa-Cref Individual & Institutional Services, LLC
October 2023 - Present · 3 yrs
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2023 - Present · 3 yrs
Previous Registrations
Prudential Financial Planning Services
May 2023 - September 2023 · 4 mos
Pruco Securities, LLC.Broker
May 2023 - September 2023 · 4 mos
Global Retirement Partners LLC
March 2023 - September 2023 · 6 mos
LPL Financial LLCBroker
March 2023 - May 2023 · 2 mos
Edward Jones
August 2020 - November 2022 · 2 yrs 3 mos
Edward JonesBroker
July 2020 - November 2022 · 2 yrs 4 mos
MML Distributors, LLCBroker
September 2017 - October 2017 · 1 mo
Voya Financial Partners, LLCBroker
January 2016 - November 2016 · 10 mos
Adp Broker-Dealer, INC.Broker
December 2012 - December 2015 · 3 yrs
Diversified Investors Securities CORP.Broker
August 2008 - August 2011 · 3 yrs
State Registrations16 states
AKAZCACOHIIDMAMTNJNMNVNYORUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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