Daniel Butterly is a CFA-designated registered investment advisor, based in Beverly Hills, CA, with 4 years of industry experience.
Location
400 N Roxbury Dr, 7th Floor, Beverly Hills, CA, 90210
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cnr Securities, LLC
October 2022 - Present · 3 yrs 7 mos
Cnr Securities, LLCBroker
October 2022 - Present · 3 yrs 7 mos
RBC Rochdale, LLC
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Headwaters Bd, LLCBroker
September 2012 - April 2013 · 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.