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AB
CFP
AB
CFP

Adam Bishop

LPL Financial LLC
20 Years of Experience
Scottsdale, AZ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Adam Bishop is a CFP-designated registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 20 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6720 N Scottsdale Road Ste 378, Scottsdale, AZ, 85253

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adam operates Climb Wealth Management Group and Climb Private Wealth as DBAs for his LPL business, dedicating full-time hours to each. He also prepares taxes for individuals and businesses through Unified Tax Services, LLC, and is involved in real estate rental through BishopOberoi LLC, and sells non-variable insurance through Ward Brokerage Associates LLC.

Employment History
Current Registrations
LPL Financial LLC
June 2020 - Present · 6 yrs 4 mos
LPL Financial LLCBroker
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
LPL Financial LLC
January 2011 - February 2012 · 1 yr 1 mo
Unified Wealth Management, LLC
June 2007 - August 2020 · 13 yrs 2 mos
Gunnallen Financial, INC
September 2006 - July 2008 · 1 yr 10 mos
Gunnallen Financial, INCBroker
August 2006 - March 2009 · 2 yrs 7 mos
State Registrations9 states
AZCACOIDMTNVSCUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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