Andres Herrera is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
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Regulatory History (1)
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Customer Dispute
March 2021Final
Other Business Activities
Andres is a passive investor in Rio Vista FIG LLC, a real estate investment company. He also serves as an officer for multiple "The Herrera Capital Group" LLCs involved in real estate, technology, and healthcare, dedicating minimal time to administrative tasks.
Employment History
Current Registrations
Morgan Stanley
June 2020 - Present · 5 yrs 11 mos
Morgan StanleyBroker
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
July 2014 - July 2020 · 6 yrs
UBS Financial Services INC.Broker
March 2013 - July 2020 · 7 yrs 4 mos
Hsbc Securities (USA) INC.Broker
February 2008 - March 2013 · 5 yrs 1 mo
UBS International INC.Broker
July 2007 - October 2007 · 3 mos
State Registrations10 states
CADEFLMANJNYSDTXVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.