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Alexander Ward

17 Years of Experience
Redmond, WA
Broker

Alexander Ward is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Redmond, WA, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

8862 161st Ave Ne, Redmond, WA, 98052

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Alexander works as a financial advisor for both Addison Ave Investment Services and First Tech Federal Credit Union, dedicating about half his time to each. Both roles involve providing investment advice to members.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2021 - Present · 5 yrs 2 mos
Raymond James Financial Services Advisors, INC
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Sierra Investment Management INC
May 2016 - March 2021 · 4 yrs 10 mos
Northern Lights Distributors, LLCBroker
May 2016 - March 2021 · 4 yrs 10 mos
New York Life Investment Management LLC
January 2012 - February 2016 · 4 yrs 1 mo
New York Life Investment Management LLC
November 2009 - January 2012 · 2 yrs 2 mos
Nylife Distributors LLCBroker
September 2008 - February 2016 · 7 yrs 5 mos
State Registrations14 states
AZCACOFLIDLAMIMNNJORTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.