Alexander Ward is a registered investment advisor, based in Seattle, WA, with 17 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2201 Westlake Ave, Suite 102, Seattle, WA, 98121
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Regulatory History (1)
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Customer Dispute
April 2026Denied
Other Business Activities
Alexander works as a financial advisor for both Addison Ave Investment Services and First Tech Federal Credit Union, dedicating about half his time to each. Both roles involve providing investment advice to members.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2021 - Present · 5 yrs 7 mos
Raymond James Financial Services Advisors, INC
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Sierra Investment Management INC
May 2016 - March 2021 · 4 yrs 10 mos
Northern Lights Distributors, LLCBroker
May 2016 - March 2021 · 4 yrs 10 mos
New York Life Investment Management LLC
January 2012 - February 2016 · 4 yrs 1 mo
New York Life Investment Management LLC
November 2009 - January 2012 · 2 yrs 2 mos
Nylife Distributors LLCBroker
September 2008 - February 2016 · 7 yrs 5 mos
State Registrations14 states
AZCACOFLIDLAMIMNNJORTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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