Caroline Yeilding is a CFP-designated registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 14 years of industry experience. Caroline is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
740 Shades Creek Parkway, Birmingham, AL, 35209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Caroline serves on the advisory board for the Community Foundation of Greater Birmingham and the Episcopal Diocese of Alabama, and is an officer for the Redmont Park Garden Club. These activities are not investment-related and take minimal time.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Nbc Securities, INC.
Nbc Securities, INC.Broker
Sterne Agee Investment Advisors, INC.
Sterne, Agee & Leach, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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