Jacob Tolk is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013Settled
Other Business Activities
Jacob breeds and sells snakes as a sole proprietor since 2019. This non-investment related activity takes minimal time outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2017 - Present · 8 yrs 11 mos
Morgan Stanley
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
January 2009 - July 2017 · 8 yrs 6 mos
UBS Financial Services INC.Broker
January 2009 - July 2017 · 8 yrs 6 mos
Wachovia Securities, LLCBroker
January 2008 - January 2009 · 1 yr
Wachovia Securities, LLC
January 2008 - January 2009 · 1 yr
A. G. Edwards & Sons, INC.
February 2007 - January 2008 · 11 mos
A. G. Edwards & Sons, INC.Broker
January 2007 - January 2008 · 1 yr
State Registrations48 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNENHNJNMNVNYOHOKORPASCSDTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.