CI
CI

Christopher Infante

18 Years of Experience
New York, NY
1 DisclosureBroker

Christopher Infante is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

11 Madison Avenue, New York, NY, 10010

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
Employment History
Current Registrations
UBS Financial Services INC.
February 2024 - Present · 2 yrs 3 mos
UBS Financial Services INC.Broker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
UBS Securities LLCBroker
August 2023 - November 2024 · 1 yr 3 mos
UBS Financial Services INC.
January 2023 - July 2023 · 6 mos
UBS Securities LLCBroker
January 2023 - January 2023 · 0 mos
Levelx Advisers, LLC
February 2020 - June 2022 · 2 yrs 4 mos
Areti Capital Advisors, LLC
March 2019 - June 2021 · 2 yrs 3 mos
Gra Investment Advisor
June 2016 - September 2018 · 2 yrs 3 mos
Southern Trust Securities, INC.Broker
March 2016 - September 2016 · 6 mos
Levelx Capital LLCBroker
May 2007 - December 2022 · 15 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.