James Renfroe is a registered investment advisor, based in Destin, FL, with 18 years of industry experience.
Location
Destin, FL
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLC
August 2025 - Present · 9 mos
Wealth Enhancement Brokerage Services, LLCBroker
August 2025 - Present · 9 mos
Wealth Enhancement Advisory Services, LLC
May 2025 - Present · 1 yr
Previous Registrations
Marcum Wealth, LLC
March 2024 - May 2025 · 1 yr 2 mos
LPL Financial LLCBroker
June 2022 - March 2024 · 1 yr 9 mos
Arista Consulting Group
June 2022 - January 2024 · 1 yr 7 mos
Principal Securities, INC.
June 2018 - May 2022 · 3 yrs 11 mos
Principal Securities, INC.Broker
June 2018 - May 2022 · 3 yrs 11 mos
Cetera Investment Advisers LLC
January 2018 - June 2018 · 5 mos
Cetera Investment Services LLCBroker
January 2018 - June 2018 · 5 mos
Bbva Wealth Solutions INC.
August 2014 - November 2017 · 3 yrs 3 mos
Bbva Securities INC.Broker
August 2014 - November 2017 · 3 yrs 3 mos
Strategic Advisers, INC.
February 2013 - July 2014 · 1 yr 5 mos
Fidelity Brokerage Services LLCBroker
February 2013 - July 2014 · 1 yr 5 mos
Ing Financial Partners, INC.Broker
April 2012 - February 2013 · 10 mos
Diversified Investors Securities CORP.Broker
April 2011 - April 2012 · 1 yr
Bancorpsouth Investment Services, INC.Broker
September 2009 - March 2011 · 1 yr 6 mos
Bancorpsouth Investment Services, INC.
September 2009 - March 2011 · 1 yr 6 mos
Princor Financial Services Corporation
August 2007 - June 2009 · 1 yr 10 mos
Princor Financial Services CorporationBroker
July 2007 - June 2009 · 1 yr 11 mos
UBS Financial Services INC.
October 2006 - April 2007 · 6 mos
UBS Financial Services INC.Broker
September 2006 - April 2007 · 7 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.