MT
MT
Matthew Tortoso is a registered investment advisor at Morgan Stanley, based in New York, NY, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
1585 Broadway, 21st Floor, New York, NY, 10036
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 1999Final Disposition
Other Business Activities
Matthew owns rental property in Pleasantville, NY since 2019. He spends minimal time on this activity after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
December 2008 - June 2009 · 6 mos
Morgan Stanley & CO. IncorporatedBroker
September 2008 - June 2009 · 9 mos
Barclays Capital INC.Broker
September 2008 - October 2008 · 1 mo
Lehman Brothers INC.
April 2007 - October 2008 · 1 yr 6 mos
Lehman Brothers INC.Broker
December 2006 - September 2008 · 1 yr 9 mos
State Registrations33 states
AZCACOCTDCDEFLGAHIILKSKYMAMDMEMIMNMTNCNHNJNMNVNYPAPRRITXUTVAVTWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.