Oscar Cantu is a registered investment advisor at Morgan Stanley, based in New York, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History (1)
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Customer Dispute
July 2012Settled
Other Business Activities
Oscar is a sole proprietor/owner/partner of a rental property in Brooklyn, NY since 2017. He spends minimal time on this activity after business hours.
Employment History
Current Registrations
Morgan Stanley
July 2009 - Present · 17 yrs
Morgan StanleyBroker
July 2009 - Present · 17 yrs
Previous Registrations
Kelleher Family Wealth Management
May 2009 - June 2009 · 1 mo
Wall Street AccessBroker
May 2009 - June 2009 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2007 - December 2008 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2007 - December 2008 · 1 yr 11 mos
State Registrations35 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.