Daniel Tauberg
Daniel Tauberg is a registered investment advisor at J.P. Morgan Securities LLC, based in Studio City, CA, with 18 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
12051 Ventura Blvd., Studio City, CA, 91604
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2020Other Business Activities
Daniel is a general partner in Tauberg Holdings, LLC, and owns rental property, both since 2016. He is also a partial/silent owner of Day Riverside Petroleum, LLC (a gas station) since 2014; none of these activities require a significant time commitment.
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.Broker
Wamu Investments, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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