Louis Vargas is a registered investment advisor at Morgan Stanley, based in New York, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History (1)
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Regulatory
October 2015Final
Employment History
Current Registrations
Morgan StanleyBroker
June 2016 - Present · 9 yrs 11 mos
Morgan Stanley
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - June 2016 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2008 - June 2016 · 8 yrs 4 mos
State Registrations24 states
AZCACOCTFLGAILMAMDMEMNNCNHNJNVNYORPARITXUTVAWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.