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Graham Enomoto

18 Years of Experience
Honolulu, HI
BrokerSells Insurance

Graham Enomoto is a registered investment advisor at Independent Financial Group, LLC, based in Honolulu, HI, with 18 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

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Location

1357 Kapiolani Blvd, Ste 1140, Honolulu, HI, 96814

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Graham is an agent for SFGA LLC, a registered investment advisor, dedicating about a quarter of his time. He also works as an independent insurance contractor and is an employee of both Pacific Cornerstone Financial Group and Advanced Life Insurance Strategies, selling and supporting various types of insurance, spending about 10-20% of his time on each.

Employment History
Current Registrations
Independent Financial Group, LLC
August 2017 - Present · 8 yrs 9 mos
Independent Financial Group, LLCBroker
December 2016 - Present · 9 yrs 5 mos
Shiraishi Financial Group Advisors
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
J.W. Cole Financial, INC.Broker
May 2013 - September 2016 · 3 yrs 4 mos
J. W. Cole Advisors, INC.
May 2013 - September 2016 · 3 yrs 4 mos
Financial Advisers of America, LLC
May 2011 - May 2013 · 2 yrs
Financial Advisers of America, LLCBroker
May 2011 - May 2013 · 2 yrs
Vsr Advisory Services
October 2009 - May 2011 · 1 yr 7 mos
Vsr Financial Services, INC.Broker
October 2009 - May 2011 · 1 yr 7 mos
AXA Advisors, LLC
January 2008 - October 2009 · 1 yr 9 mos
AXA Advisors, LLCBroker
January 2008 - October 2009 · 1 yr 9 mos
Aig Financial Advisors, INC.Broker
March 2007 - August 2007 · 5 mos
State Registrations3 states
CAHITX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Graham Enomoto - Financial Advisor | TrueAdvisor