Sloan Walters is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3333 N. Hayden Road, Scottsdale, AZ, 85251
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sloan is a musician, playing live music and receiving royalties, and owns commercial real estate, a marketing/referral organization, and a reception service. Sloan also works full-time as an agent for Blakely Walters Wealth Management LLC and consults for GLG Consulting Group a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Blakely Walters Wealth Management
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Cri Securities, LLCBroker
Securian Financial Services, INC.Broker
State Registrations42 states
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