AL
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Ali Laflamme

15 Years of Experience
Broker

Ali Laflamme is a registered investment advisor, based in Braintree, MA, with 15 years of industry experience.

Location

45 Braintree Hill Office Park, Suite 201, Braintree, MA, 02184

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Ali is the Director of Operations at Pallas Capital Advisors since 2021. This role involves processing client requests, managing the operations team, and other related tasks, taking nearly full-time hours.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
May 2021 - Present · 4 yrs 11 mos
Pallas Capital Advisors, LLC
May 2021 - Present · 4 yrs 11 mos
Previous Registrations
UBS Financial Services INC.Broker
May 2018 - May 2021 · 3 yrs
UBS Financial Services INC.
May 2018 - May 2021 · 3 yrs
TD Ameritrade, INC.
February 2018 - May 2018 · 3 mos
TD Ameritrade Investment Management, LLC
February 2018 - May 2018 · 3 mos
TD Ameritrade, INC.Broker
February 2018 - May 2018 · 3 mos
Scottrade Investment Management
March 2017 - February 2018 · 11 mos
Scottrade, INC.Broker
May 2010 - February 2018 · 7 yrs 9 mos
State Registrations2 states
MANH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.