TrueAdvisor
TrueAdvisor
EN
EN

Eric Negron

Calton & Associates, INC.
18 Years of Experience
Austin, TX
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Eric Negron is a registered investment advisor at Calton & Associates, INC., based in Austin, TX, with 18 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
226 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7500 Rialto Blvd, Bldg 1, Suite 250, Austin, TX, 78735

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2020
Financial
December 2019
Final
Employment Separation After Allegations
August 2018
Regulatory
August 2018
Final
Customer Dispute
October 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eric is a partner at Forefront Tax Partners and Forefront Insurance Partners, and CEO of Forefront Wealth Partners. He also owns Forefront Advisors Network, Forefront, Forefront Investment Partners, Advisor IT Partners, and works as an agent for AgencyOne.

Employment History
Current Registrations
Calton & Associates, INC.Broker
March 2023 - Present · 3 yrs 7 mos
Forefront
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Calton & Associates, INC.
May 2020 - March 2022 · 1 yr 10 mos
Calton & Associates, INC.Broker
April 2020 - January 2023 · 2 yrs 9 mos
Ifp Securities, LLCBroker
June 2019 - February 2020 · 8 mos
Independent Financial Partners
October 2015 - February 2020 · 4 yrs 4 mos
LPL Financial LLCBroker
August 2013 - August 2018 · 5 yrs
LPL Financial LLC
August 2013 - March 2018 · 4 yrs 7 mos
Securities America, INC.Broker
December 2009 - November 2010 · 11 mos
Ameriprise Financial Services, INC.
December 2009 - August 2013 · 3 yrs 8 mos
Ameriprise Financial Services, INC.Broker
October 2009 - August 2013 · 3 yrs 10 mos
Colonial Brokerage, INC.Broker
August 2007 - October 2009 · 2 yrs 2 mos
State Registrations5 states
CACTFLTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Austin, TX →All financial advisors in Texas →