Eric J. Negron

Calton & Associates, INC.

18 Years of Experience

5 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance Planning

Calton & Associates, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

223 advisors

Number of Clients

6,062 clients

Average Client Portfolio

$201K average

Assets Under Management

$1.2B

Fee Structure

Minimum Investment:$50K

Location

7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX, 78735

Get directions

History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

February 2020

Financial

December 2019

Final

Employment Separation After Allegations

August 2018

Regulatory

August 2018

Final

Customer Dispute

October 2016

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Eric is a partner at Forefront Tax Partners and Forefront Insurance Partners, and CEO of Forefront Wealth Partners. He also owns Forefront Advisors Network, Forefront, Forefront Investment Partners, Advisor IT Partners, and works as an agent for AgencyOne.