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Scott Hendrix

Calton & Associates, INC.
14 Years of Experience
Austin, TX
1 DisclosureBroker
View SEC Summary
View SEC Summary

Scott Hendrix is a registered investment advisor at Calton & Associates, INC., based in Austin, TX, with 14 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
229 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6800 Austin Center Blvd., Austin, TX, 78731

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History

Regulatory History (1)
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Criminal
October 2016
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Scott is a group leader for Network In Action of Central Texas, dedicating minimal time. He also works full-time as a wealth manager for Current Investments Wealth Management and dedicates minimal time as a director for Austin Founder Lions Club.

Employment History
Current Registrations
Calton & Associates, INC.
October 2019 - Present · 7 yrs
Calton & Associates, INC.Broker
October 2019 - Present · 7 yrs
Previous Registrations
Spc
February 2015 - October 2019 · 4 yrs 8 mos
Sigma Financial CorporationBroker
November 2014 - October 2019 · 4 yrs 11 mos
Edward Jones
September 2012 - November 2014 · 2 yrs 2 mos
Edward JonesBroker
June 2012 - November 2014 · 2 yrs 5 mos
State Registrations3 states
CATXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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