KV
KV
Ken Varughese is a registered investment advisor at Morgan Stanley, based in New York, NY, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1 New York Plaza, New York, NY, 10004
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Regulatory History (1)
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Employment Separation After Allegations
January 2009Other Business Activities
Ken is a co-trustee for his parents' trust and a partner at Creatology Kidz, an education company. He spends minimal time on the trust and a few hours per week on Creatology Kidz for administrative and business development tasks.
Employment History
Current Registrations
Morgan Stanley
September 2020 - Present · 5 yrs 8 mos
Morgan StanleyBroker
September 2020 - Present · 5 yrs 8 mos
Morgan Stanley
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2017 - August 2020 · 2 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
September 2017 - August 2020 · 2 yrs 11 mos
Wells Fargo Advisors, LLC
October 2010 - May 2016 · 5 yrs 7 mos
Wells Fargo Advisors, LLCBroker
April 2010 - May 2016 · 6 yrs 1 mo
Chase Investment Services CORP.Broker
October 2007 - January 2009 · 1 yr 3 mos
State Registrations1 state
NY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.