Joseph Duran
Joseph Duran is a registered investment advisor at Wincap Financial LLC, based in Fort Collins, CO, with 15 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 270 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WinCap Financial's wealth management fees range from 0.50% to 1.25% annually, based on the scope and complexity of services, the level of assets managed, and the overall relationship. Fees are paid quarterly, in advance, based on the market value of assets at the end of the prior quarter. The fees include normal securities transaction costs.
Location
2580 E Harmony Road, Suite 301, Fort Collins, CO, 80528
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph owns rental property in Fort Collins, CO since 2019, dedicating minimal time. He is also a board member for Junior Achievement in Loveland, CO, dedicating minimal time, and an independent insurance agent for various companies, dedicating a few hours per week.
Employment History
Current Registrations
Wincap Financial LLC
Previous Registrations
Synergy Capital
Moors & Cabot, INC
Moors & Cabot, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.