RG
RG
Ricardo Guimaraes is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2019Settled
Customer Dispute
August 2017Settled
Other Business Activities
Ricardo has a 3% ownership stake in Genesisagro S.A., a farmland business, since 2013. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Morgan Stanley
March 2021 - Present · 5 yrs 4 mos
Morgan StanleyBroker
March 2021 - Present · 5 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2015 - March 2021 · 5 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
October 2015 - March 2021 · 5 yrs 5 mos
UBS Financial Services INC.
May 2010 - October 2015 · 5 yrs 5 mos
UBS Financial Services INC.Broker
January 2010 - October 2015 · 5 yrs 9 mos
UBS International INC.Broker
November 2007 - January 2010 · 2 yrs 2 mos
State Registrations32 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.