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Audra Benge

16 Years of Experience
Dallas, TX
4 DisclosuresBroker

Audra Benge is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 16 years of industry experience. Audra is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

8383 Preston Center Plaza, Suite 400, Dallas, TX, 75225

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2020
Final
Financial
May 2020
Final
Financial
April 2020
Final
Financial
December 2019
Final
Employment History
Current Registrations
Morgan StanleyBroker
September 2021 - Present · 5 yrs 1 mo
Morgan Stanley
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.
December 2017 - September 2021 · 3 yrs 9 mos
Raymond James & Associates, INC.Broker
December 2017 - September 2021 · 3 yrs 9 mos
UBS Financial Services INC.
November 2012 - December 2017 · 5 yrs 1 mo
UBS Financial Services INC.Broker
November 2012 - December 2017 · 5 yrs 1 mo
Wells Fargo Advisors Financial Network, LLC
September 2010 - October 2012 · 2 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
June 2010 - November 2012 · 2 yrs 5 mos
State Registrations44 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSLAMAMDMIMNMOMSMTNCNHNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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