Heather Williams
Heather Williams is a CFP-designated registered investment advisor at LPL Financial LLC, based in Boulder, CO, with 10 years of industry experience. Heather is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1790 38th St Ste 101, Boulder, CO, 80301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Heather is associated with Financial Steward Associates, LLC, an independent investment advisor firm, dedicating about 10-20% of her time to financial planning and consulting services. She also sells and services fixed annuities, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
Financial Steward Associates, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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