Jamie Baum
Jamie Baum is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 18 years of industry experience. Jamie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1285 Avenue of the Americas, Floor 15 thru 18, New York, NY, 10019
Get directionsHistory
Regulatory History (1)
Criminal
September 1989Other Business Activities
Jamie is a board member at J&L Products, a family-owned wholesaler and manufacturer of clothes hangers, dedicating minimal time to advising family members. Jamie also serves as the Condo Board President for 77 Reade Street Condo.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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