Steven Guzman
Steven Guzman is a registered investment advisor at Guzman Wealth Management, based in Austin, TX, with 15 years of industry experience. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Tax Planning. Their firm serves 37 clients with $21M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.35% |
| $1.0M - $3.0M | 1.15% |
| $3.0M - $10.0M | 0.95% |
| $10M+ | 0.75% |
Asset management fees are negotiable. The firm may waive financial planning fees if you engage their asset management services.
Fee Estimator
Location
108 Wild Basin Rd S, Suite 250, Austin, TX, 78746
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is a licensed independent insurance agent selling fixed insurance products and all insurance products, including annuities, life insurance, long-term care, and disability insurance. He also works as a loan officer and owns Nimbul, LLC, a software research and development company. Selling insurance takes nearly full-time hours, mortgage lending takes about a quarter of his time, and Nimbul takes about a quarter of his time.
Employment History
Current Registrations
Guzman Wealth Management
Previous Registrations
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Ing Financial Partners, INC.Broker
M Holdings Securities, INC.Broker
State Registrations1 state
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