K Lee is a registered investment advisor at Syndicated Capital, INC., based in Brea, CA, with 16 years of industry experience. K is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 465 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Standard annual fee is 2%, which is negotiable with advisors. Management fees are deducted quarterly in advance based on the average of the previous quarter's three-month-end balances. Clients may also incur ticket charges, custodial fees, and mutual fund expenses.
Fee Estimator
Location
135 S State College Blvd., Suite 200, Brea, CA, 92822
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Syndicated Capital, INC.
Syndicated Capital, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Faith LeeSyndicated Capital, INC.
- Garrett Tuck, CFPStrategic Advisers LLC
- Gabriela Rubio, CFP
- Stephen Kiernan, CFPAnchor Financial Group
- David Brandt, CFP
- Jonathan Wong, CFPLayari Financial