AN
CFA
AN
CFA

Andrew Nania

16 Years of Experience
New York, NY
Broker

Andrew Nania is a CFA-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1585 Broadway, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Andrew is a Director on the Board of Managers for the 137 Dupont Condominium homeowners association since 2014. He manages the bank account, makes deposits, and pays bills, dedicating minimal time to this activity.

Employment History
Current Registrations
Morgan Stanley
February 2022 - Present · 4 yrs 7 mos
Morgan StanleyBroker
February 2022 - Present · 4 yrs 7 mos
Previous Registrations
E*trade Capital Management, LLC
December 2014 - September 2023 · 8 yrs 9 mos
E*trade Securities LLCBroker
July 2014 - September 2023 · 9 yrs 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - July 2014 · 1 yr 9 mos
Chase Investment Services CORP.Broker
January 2010 - October 2012 · 2 yrs 9 mos
John Thomas FinancialBroker
June 2009 - August 2009 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.