Frank Walter
Frank Walter is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 13 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
299 Park Ave, 26th Floor, New York, NY, 10171
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2025Customer Dispute
June 2024Other Business Activities
Frank is a member of a committee with management/supervisor functions for 535 14th Avenue S LLC, a real estate partnership. He manages expenses and remodeling of a residential property in Florida.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
J.P. Morgan Securities LLCBroker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Wenyi WangUBS Financial Services INC.
- Nicole Schubert, CFAUBS Financial Services INC.
- Barry WestUBS Financial Services INC.
- Joshua SteuermanUBS Financial Services INC.
- Stephen HallUBS Financial Services INC.
- Mark AddessiUBS Financial Services INC.