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Erica Rosario is a registered investment advisor at Morgan Stanley, based in San Diego, CA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4350 La Jolla Village Drive, Suite 1000, San Diego, CA, 92122
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Regulatory History (4)
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Financial
May 2021Final
Financial
March 2021Final
Financial
March 2021Final
Financial
May 2020Final
Other Business Activities
Erica works as a notary public for clients since 2020. This activity requires minimal time.
Employment History
Current Registrations
Morgan StanleyBroker
September 2021 - Present · 4 yrs 8 mos
Morgan Stanley
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
LPL Financial LLC
July 2020 - September 2021 · 1 yr 2 mos
LPL Financial LLCBroker
July 2020 - September 2021 · 1 yr 2 mos
Northwestern Mutual Investment Services, LLCBroker
January 2019 - July 2020 · 1 yr 6 mos
Northwestern Mutual Investment Services,llc
January 2019 - July 2020 · 1 yr 6 mos
Ameriprise Financial Services, INC.
February 2014 - December 2018 · 4 yrs 10 mos
Ameriprise Financial Services, INC.Broker
February 2014 - December 2018 · 4 yrs 10 mos
Northwestern Mutual Investment Services,llc
June 2013 - January 2014 · 7 mos
Northwestern Mutual Investment Services, LLCBroker
September 2011 - January 2014 · 2 yrs 4 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.