Nicholas Popovec
Nicholas Popovec is a registered investment advisor at LPL Financial LLC, based in Buffalo, NY, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2199 Seneca St., Buffalo, NY, 14210
Get directionsHistory
Regulatory History (10)
Financial
June 2024Financial
May 2024Financial
May 2024Financial
April 2024Financial
April 2024Judgment / Lien
April 2024Financial
April 2024Judgment / Lien
February 2024Financial
January 2021Financial
December 2020Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
M&t Securities, INC.
M&t Securities, INC.Broker
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
TD Ameritrade Investment Management, LLC
Scottrade Investment Management
Scottrade, INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.