James Donnelly is a registered investment advisor at The Institute, based in Seattle, WA, with 11 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 817 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IWM charges a percentage of your assets under management. The exact fee is negotiated between you and your advisor, but the maximum fee is 2.00% per year. Fees can vary significantly among clients. IWM may waive fees for certain clients. IWM may also retain sub-advisors to assist with managing portfolios.
Location
4020 E Madison St,, Suite 210, Seattle, WA, 98112
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as an advisor for Institute for Wealth Management DBA Madison Park Advisors, dedicating full-time hours to financial advisory, financial planning, and client servicing. He also manages and services client annuities for DMK Advisor Group, spending minimal time on this activity.
Employment History
Current Registrations
The Institute
Dmk Advisor Group, INC.
Dmk Advisor Group, INC.Broker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Institute for Wealth Advisors, INC.
Sowell Management Services
International Assets Advisory, LLCBroker
Concert Wealth Management
Dinosaur Financial Group, L.L.CBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.